In The News

In an Ignites video, Investment Management Partner Discusses ESG Funds

Practices: Investment Management, Mutual Funds, ETFs & Closed-End Funds, Investment Advisers, Fund Boards of Directors / Trustees, Investment Management Compliance

In an Ignites video interview titled “SEC Naming Rules 'Trip Up' ESG Funds” conducted at the 2018 ICI Mutual Funds and Investment Management Conference, investment management partner James Thomas discusses compliance issues emerging for investment managers of ESG funds. In discussing best practices, Mr. Thomas suggests that managers should “be in communication with the board, be in communication with the company's management to understand their thinking about the ESG factors that might impact that company down the road.”

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