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Investment Management Counsel Ed Baer Discusses the SEC’s ETF Rule in Compliance Reporter

Practices: Investment Management, Investment Management Compliance, Mutual Funds, ETFs & Closed-End Funds

An article published by Compliance Reporter on Oct. 26, titled “Fund industry splits on plan to drop intraday ETF valuations” reports that with the SEC expected to move quickly to finalize its long-awaited exchange-traded fund rules, the industry is split on a proposal to eliminate intraday ETF valuations. Compliance Reporter includes remarks from investment management counsel Ed Baer.

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