In The News

Asset Management Partner Paulita Pike Quoted In Compliance Reporter and Fund Directions

Practices: Asset Management, Investment Management, Investment Advisers, Investment Management Compliance, Fund Boards of Directors / Trustees, Mutual Funds, ETFs & Closed-End Funds

Compliance Reporter reported in a Feb. 28 article titled “SEC modifies Form N-PORT filings due to cybersecurity concerns” that the SEC has modified Form N-PORT filings due to cybersecurity concerns. Remarks from asset management partner Paulita Pike are included in the piece. Ms. Pike was also quoted in a Feb. 28 article published by Fund Directions titled “How fund boards are grappling with liquidity rule oversight” that discussed how fund boards are grappling with liquidity rule oversight.

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